# Compliance Document Center

### Public Appearance Form
If you have any questions, please reach out to [Merritt Harrell](mailto:mharrell@wealthforge.com).
[Submit here](https://wealthforgeprod01.decisions.com/Primary/?FlowId=3305e3cd-cd55-11ec-8468-00155d0b8b06&sessionid=NS-08db7115-22f5-222a-9ea2-de176009a44e&ForceFormat=true&Location=Maximized&Chrome=Off).

### PST Approval Form
Enter in a pre-clearance request [here.](http://wealthforge.complysci.com/)

### Non-Cash Compensation Form
Please download and return to [Merritt Harrell](mailto:mharrell@wealthforge.com).
[Download here](https://www.wealthforge.com/hubfs/compliance-docs/Updated%20Non-Cash%20Compensation%20Form.docx?hsLang=en).

### Gift and Business Entertainment Log
Enter in a pre-clearance request [here.](http://wealthforge.complysci.com/)

### Business Card Guidelines
[Download here.](https://www.wealthforge.com/hubfs/compliance-docs/Rep-Bus-Card-Guidelines.pdf?hsLang=en)

### Written Supervisory Procedures
[WealthForge Securities - Download here.](https://www.wealthforge.com/hubfs/WFS%20WSP%202026%20Q2.pdf?hsLang=en)
[WealthForge Distributors - Download here.](https://www.wealthforge.com/hubfs/WFD%20WSP%202026%20Q2.pdf?hsLang=en)

### Email Submissions
[Submit here.](https://wealthforge.citrixdata.com/share/getinfo/r7fd09f98185741f3b48313a2bfb255fd)

### Training videos
[Onboarding Training Video](https://www.wealthforge.com/hubfs/videos/2025%20Annual%20Compliance%20Meeting%20FINAL%20(2).mp4?hsLang=en)
[RedOak - How to Create a Submission](https://www.wealthforge.com/hubfs/Red%20Oak%20Training%20How%20to%20Create%20a%20Submission.mp4?hsLang=en)

### Regulation BI Information
[Reg BI/CRS Prospect Form](https://wealthforgeprod01.decisions.com/Primary/?FlowId=d3f40d1e-d2b2-11eb-8463-00155d0b8b06&&sessionid=NS-08db7115-22f5-222a-9ea2-de176009a44e&ForceFormat=true&Location=Maximized&Chrome=Off)
[WealthForge Reg BI Firm Document](https://www.wealthforge.com/hubfs/WealthForge%20Securities%20Reg%20BI%20Disclosure%20-%2004.15.2025%20(1).pdf)
[WealthForge Form CRS Document](https://www.wealthforge.com/hubfs/WealthForge%20Securities%20CRS%20-%2004.15.25.pdf)
[Broker Dealer Commission Reduction Form](https://www.wealthforge.com/hubfs/Broker-Dealer%20Commission%20Reduction%20Form.pdf?hsLang=en)
[Investment Profile Form](https://www.wealthforge.com/hubfs/Investment%20Profile%20Form%20UPDATED%2012.2025.pdf?hsLang=en)
[Investment Recommendation Form](https://www.wealthforge.com/hubfs/Investment%20Recommendation%20Form%20-%20FINAL%2002.13.24%20Fillable-1.pdf)
[Reg BI Resource Video](https://www.wealthforge.com/hubfs/videos/Reg%20BI%20+%20Forms%20Final.mp4?hsLang=en)